Series 7 Jobs in Texas
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Search Results - Series 7 Jobs in Texas
Kestra Financial Independent Advisor-Bellaire (TX)
Assist with administrative and marketing duties.
• Potential to become a financial advisor.
Qualifications:
• Bachelor’s Degree preferred
• Active 7, 63 and 65, or Series 7 and 66 preferred
• Texas Insurance License ideal...
resume-library.com -
Houston City Personnel-Houston
is required; additional FINRA licenses are a plus (e.g., Series 7, Series 63).
Minimum of 2 years of experience in compliance, regulatory oversight, or related fields within the financial services industry, preferably in wealth management.
Strong knowledge...
mindmatch.ai -
Phaxis LLC-Dallas
projects and other tasks as needed.
Qualifications:
1+ years in the brokerage or financial services industry, ideally in a Registered Client Service Associate role.
Active Series 7 and 63/66 licenses required.
High School Diploma or equivalent; further...
resume-library.com -
Charles Schwab-San Antonio
write, and speak in Spanish.
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
Preferred Qualifications:
• Preferably 1-2 years of experience in Client...
KLM Careers-Dallas
Credential Category
Preferred credentials include Series 7 and CFA certification, but these are not mandatory.
Experience Requirements
At least 8 years of relevant experience in financial risk management
Proven experience in fixed income markets...
resume-library.com -
Charles Schwab-Dallas
write, and speak in Spanish.
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
Preferred Qualifications:
• Preferably 1-2 years of experience in Client...
Prospera Financial-Dallas
effectively
Licenses Required:
• Series 7
• Series 66 (or 63 and 65)
• Series 24
• Series 4 and 53 a plus, but not required
• Series 9 and 10 a plus, but not required (these do not replace the need for a Series 24)
• Life and Health insurance license...
mindmatch.ai -
Charles Schwab-Houston
write, and speak in Spanish.
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
Preferred Qualifications:
• Preferably 1-2 years of experience in Client...
Edward Jones-Tyler
or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during...
Kestra Financial Independent Advisor-Cypress (TX)
experience in the independent financial services culture preferred
Certificates, Licenses, Registration
Series 7 and 63 preferred
Series 65/66 preferred
Texas Insurance License preferred
Compensation
Compensation is commensurate...
resume-library.com -
Edward Jones-Stephenville
or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during...
United Placement Group-Athens (TX)
Series 7 & 66 or ChFC designation
Clean U4 record (if currently registered)
Must live in the State you are applying for!
Enjoy Face to Face meeting with the Clients in their home
Proven sales ability with a track record of successful sales using...
resume-library.com -
Edward Jones-Dripping Springs
required; Bachelor's degree preferred
• 3-5 years of relevant experience in securities/financial services industry preferred
• Series 7 and Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned...
Charles Schwab-Austin
in Spanish is a plus
• Active and valid Series 7 & 63 license is beneficial but not required
• If you are not licensed and would like to obtain FINRA licenses, we have outlined a path for you to pursue your career interests
What's in it for you
At Schwab...
Charles Schwab-San Antonio
clients to "Own their tomorrow".
What you have
Required Qualifications:
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
• Bilingual in Spanish, Cantonese...
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