Transfer Agent Jobs
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Search Results - Transfer Agent Jobs
Belcan-Cincinnati
A Data Transfer Agent job in Cincinnati, OH is currently available through Belcan at one of our aerospace clients. To be considered for this role, you will need to have relevant experience in the Information Security or Information Assurance realms...
clearancejobs.com -
Western Digital-Irvine
ESSENTIAL DUTIES AND RESPONSIBILITIES:
Manage day-to-day activities relating to the company’s stock incentive and employee stock purchase plans
Partner with HRIS to maintain the stock database (Equity Edge Online)
Coordinate with transfer agent...
resume-library.com -
Social Capital Resources-New York
training, written supervisory procedures, evidence of supervisory delegation, non-branch and OSJ remote office inspection and other SEC/FINRA regulatory requirements
• Work with registered funds’ transfer agent in addressing and resolving exceptions (e.g...
mindmatch.ai -
INSPYR Solutions-Los Angeles
material for compliance with regulatory standards including, SEC, FINRA, and MSRB.
Assist with regulatory exams, audits, production of responses to regulatory inquiries; and support of the transfer agent operations.
Seeking:
Hands on experience...
resume-library.com -
Argent Institutional Trust Company (formerly TMI Trust)-Sandy Springs
reporting of volumes, earnings, fee receivables, project status, etc.
• Perform other assignments as requested by Director
MAJOR SKILLS AND ABILITIES
• BS/BBA or equivalent experience
• Knowledge of IRAs, transfer agent and IRS regulations
• Knowledge...
mindmatch.ai -
Mindlance-Los Angeles
Analyze marketing material for compliance with regulatory standards including, SEC, Client and MSRB.
Assist with regulatory exams, audits, production of responses to regulatory inquiries; and support of the transfer agent operations.
Strong abilities...
resume-library.com -
1 similar job: San Francisco
LHH-Los Angeles
shareholder records, and transfer agency procedures.
• Educate clients on transfer agency processes, policies, and regulations to facilitate smooth transactions and enhance understanding.
• Respond to customer inquiries via phone regarding transfer agency...
mindmatch.ai -
Robert Half-Berkeley
various functions including HR, Legal, payroll/benefits provider, transfer agent, broker, and financial auditors.
Responsibilities
• Responsible for ensuring accuracy, compliance, and timely processing of semi-monthly and monthly payrolls...
roberthalf.com -
Syntricate Technologies Inc-Tampa
Transfer Agency, FX, Securities Lending or Middle Office areas.
Job Description
We are seeking a Client Technology Solutions Manager with a strong background in financial services, technology aptitude and a passion for delivering innovative solutions...
resume-library.com -
Esquire Recruiting, LLC-Chicago
Work with accountants in the preparation of final individual income tax returns and estate and trust income tax returns.
• Significant client contact.
• Significant Contact with banks, insurance companies, transfer agents, etc.
• Perform file...
mindmatch.ai -
Pyramid Consulting Inc.-Westlake (TX)
for middle office trade processing, trade settlements, corporate actions, income collection, cash management, cash and position reconciliations, securities lending, and transfer agent control and reconciliation. Within Cash and Positions, our applications...
jobvertise.com -
North Bethesda
with legal, payroll, transfer agent, employee and/or broker.
• Accumulates and analyzes G&A expense accruals and reaccruals from several parties and determines necessary entries needed to record expenses in the correct period
• Reviews operating leases...
icims.com -
Aquila Technology-Lexington (MA)
video / audio streaming, recording, and post event editing and playback. Support is also extended to data transfers between various locations including support for Data Transfer Agent (DTA) operations. Basic network and IT troubleshooting is required...
clearancejobs.com -
Addison Group-Irvine
relationships with third-party stock transfer agents and act as the primary point of contact.
• Ensure alignment of equity data between Stock Administration, HR, and Payroll, maintaining data integrity through regular reconciliations.
• Deliver exceptional...
mindmatch.ai -
Oakland
in support of corporate governance, corporate compliance, and shareholder services requirements.
• Supports shareholder inquiries and coordinates with the transfer agent regarding complex responses and support for shareholders.
• Compiles information...
tiptopjob.com -
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