Compliance Officer Jobs in New York
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Search Results - Compliance Officer Jobs in New York
Expert In Recruitment Solutions-New York
Security-Based Swap Dealer Chief Compliance Officer Reports.
Qualifications:
Highly motivated, strong attention to detail, team oriented, organized.
Strong presentation skills with the ability to articulate complex problems and solutions through concise...
resume-library.com -
Santander Holdings USA Inc-New York
Compliance Officer - Markets Business Line Advisory Compliance
New York, United States of America
USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business...
Diverse Lynx-Jersey City, 2 mi from New York
Job Title: SOX ITGC compliance Officer
Location: Jersey City, New Jersey (3 days onsite)
Duration: Long Term
Rate: $57 W2 and $70 C2C
Job Summary The resource will be responsible for developing a SOX ITGC (Information Technology General Controls...
resume-library.com -
CHG Healthcare-White Plains (NY), 25 mi from New York
This position is near a highly sought-after area just north of New York City. White Plains provides the ideal combination of urban and suburban flavor. The city offers numerous parks and recreational facilities and a large variety of recreational...
mindmatch.ai -
Longbridge Financial-Paramus, 16 mi from New York
Job Description
Longbridge is excited to be adding to our Compliance Department. This newly created role will be reporting the Sr. Vice President of Compliance and Legal. In this remote role: Mortgage Compliance Officer. The ideal candidate...
resume-library.com -
Randstad-New York
Randstad is supporting a financial firm who is looking to hire a Compliance Officer V in the next month. The ideal candidate will provide essential support within a defined functional area, ensuring adherence to relevant regulations and mitigating...
randstadusa.com -
Phaxis LLC-New York
A proprietary trading firm with self-clearing capabilities is seeking a Compliance Associate/Officer to join its team. This individual will provide guidance on regulatory requirements and best practices for broker-dealers, ensuring adherence...
resume-library.com -
Extended HC-New York
regarding suspected violation of corporate compliance regulations.
• Reports all suspected violations to supervisor, Compliance Officer or Compliance Hotline.
• Performs other duties as assigned.
Position Requirements:
• A master’s degree and certification...
Confidential-New York
The Director, Compliance Counsel will be responsible for overseeing the corporate compliance program at the client. Reporting to the Chief Compliance Officer, the Counsel will serve as the main point person for compliance matters, providing guidance...
mindmatch.ai -
Expert In Recruitment Solutions-New York
Bank Secrecy Act (BSA) Compliance Officer coordinates and maintains compliance with Bank Secrecy Act regulatory requirements to detect and prevent money laundering. This senior-level bank role spends most of its time examining data and ensuring...
resume-library.com -
National Locums-New York
recruitment
• Full personal service including WhatsApp contact information to answer any queries whenever it would be required
• Full revalidation service
• Your own personal compliance officer to work along side me to help with your documentation...
appcast.io -
Santander Holdings USA Inc-New York
Compliance Officer : Markets Business Line Advisory Compliance
New York, United States of America
USA Job Family Description: You will provide real:time compliance advisory support to the US Fixed Income and Currencies sales and trading...
tiptopjob.com -
Siebert Williams Shank-New York
SummarySiebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer.
The successful candidate...
Tempositions, Inc.-New York
with the senior leadership team, including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance effective systems and strategic initiatives. The CFO provides leadership for the organization's financial...
Michael Page-New York
regulations.
Collaboration & Compliance Management:
• Collaborate with the Chief Compliance Officer to execute the Bank's Compliance Management System.
• Work with Lending and Deposit Compliance Officers and business units to analyze compliance risks...
michaelpage.com -
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